Corporate Governance

g]kfn /fi6« a}+ssf] lgb]{zg, g]kfn lwtf]kq af]8{sf] ;"rLs[t ;+ul7t ;+:yfx?sf] ;+:yfut ;'zf;g ;DaGwL lgb]{lzsf, @)&$ nufot cGo lgodgsf/L lgsfox?af6 ;+:yfut ;'zf;gsf If]qdf lbPsf lgb]{zg cg'?k o; a}+saf6 ;+:yfut ;'zf;g ;'b[9 ug{ eP u/]sf sfd sf/afxLx?sf] ;+lIfKt ljj/0f k|sflzt ul/Psf] 5 .

;'zf;gsf ;DaGwdf ;~rfns ;ldlt M

k|rlnt sfg"g tyf a}+ssf] k|aGwkq / lgodfjnL cg';f/ u7g ePsf] o; a}+ssf] ;~rfns ;ldltn] a}+s tyf ljQLo ;+:yf ;DaGwL P]g, @)&# g]kfn /fi6« a}+ssf] lgb]{zg nufot cGo k|rlnt sfg"gdf Joj:yf eP adf]lhd cfˆgf] sfd, st{Jo, clwsf/sf] kfngf ug]{ u/]sf] . ;~rfns ;ldltaf6 :jLs[t ;~rfns ;ldlt ;~rfng sfo{ljlw adf]lhd ;~rfns ;ldltsf] a}7snfO{ Jojl:yt ul/Psf] . cfrf/;+lxtf kfngfdf o; a}+ssf] ;~rfns ;ldlt k"0f{?kdf ;hu /x]sf] h;nfO{ Jojl:yt ug{ ;~rfns ;ldltsf] cfrf/;+lxtf :jLs[t eO{ sfof{Gjogdf /x]sf] .

;fy}, sDkgL P]g, @)^# tyf a}+s tyf ljQLo ;+:yf ;DaGwL P]g, @)&# adf]lhd ;~rfns ;ldltsf] a}7s ;do ;dodf a:g] u/]sf] . ;~rfns ;ldltsf] a}7sdf pkl:yt ;~rfnsx?, 5nkmn ePsf] ljifo / tt\ ;DaGwdf ePsf] lg0f{osf] ljj/0f -dfO{Go"6_ sf] 5'6} clen]v /fVg] ul/Psf] .

;~rfns ;ldltsf cWoIf tyf ;b:ox?nfO{ jflif{s ;fwf/0f ;efaf6 kfl/t eO{ a}+ssf] lgodfjnLdf tf]lsPsf] ;Ldfleq /xL a}}7s eQf tyf cGo ;'ljwf pkef]u u/fpg] ul/Psf] .

To;}u/L, ;~rfns ;ldltsf] sfd sf/afxLnfO{ k|efjsf/L?kn] ;~rfng ug{ a}+s tyf ljQLo ;+:yf ;DaGwL P]g, @)&# tyf g]kfn /fi6« a}+ssf] lgb]{zg adf]lhd ;~rfns ;ldlt dftxt n]vfk/LIf0f ;ldt, hf]lvd Joj:yfkg ;ldlt, sd{rf/L ;]jf ;'ljwf ;ldlt / ;DklQ z'4Ls/0f lgjf/0f ;DaGwL ;ldlt /x]sf] ;fy}, ;~rfns ;ldltn] cfjZostfsf] cfwf/df ;do ;dodf p2]Zo tf]sL cNk cjlwsf cGo ;ldlt÷pk ;ldlt u7g u/L sfo{nfO{ Jojl:yt ug]{ u/]sf] .

gLlt÷lgod÷ljlgod÷sfo{ljlw M

a}sdf sd{rf/Lsf] ;]jf zt{nfO{ Jojl:yt ug{ g]kfn a}+s lnld6]8, sd{rf/L ;]jf ljlgodfjnL, @)^* sfof{Gjogdf /x]sf] . shf{ nufgL / ;f] ;Fu ;DalGwt k|s[of / sfo{nfO{ Jojl:yt ug{ g]kfn /fi6« a}+ssf] lgb]{zgsf] ;Ldfleq /xL th'{df ul/Psf] shf{ gLlt lgb]{lzsf, @)!& / sfo{ ;~rfng lgb]{lzsf -shf{_ efu @ sfof{Gjogdf /x]sf] .

To;}u/L, a}+ssf] b}lgs sfo{ ;~rfng / Joj:yfkg;Fu ;DalGwt ljleGg cGo cfGtl/s gLlt÷lgod÷ljlgod÷sfo{ljlwx? th'{df u/L ;DalGwt lgsfoaf6 :jLs[lt lng' kg]{sf] xsdf :jLs[lt ;d]t lnO{ sfof{Gjogdf Nofpg] ul/Psf] / cfjZostf cg';f/ ;dofg"s'n ;+zf]wg÷kl/dfh{g ug]{ ul/Psf] .

q}dfl;s÷c4{jflif{s÷jflif{s nIo lgwf{/0f tyf sfo{ ;Dkfbgsf] ;dLIff M

a}+ssf] ;du| nIosf] lgwf{/0f tyf sfo{ ;Dkfbgsf] ;dLIff / dfkgsf nflu % aif]{ /0fgLlts of]hgf, ;~rfns ;ldltaf6 :jLs[t u/L sfof{Gjogdf Nofpg] ul/Psf] . To;}u/L, /0fgLlts of]hgfsf p2]Zo k|flKtdf ;xof]u k'Ug] u/L x/]s aif{ jflif{s of]hgf, sfo{qmd tyf ah]6 lgdf{0f u/L nfu" ug]{ qmddf k|To]s ljefu, l8lehg tyf zfvfsf] nIo lgwf{/0f ug]{ ul/Psf] ;fy} qodfl;s ?kdf nIo cg'?k sfo{ ;Dkfbg eP÷gePsf] ;dLIff ;d]t ug]{ ul/Psf] .

lg0f{osf] kf/blz{tf tyf lg0f{o sfof{Gjogsf] cg'udg M

a}saf6 x'g] ;]jf k|jfx / cGo b}lgs sfo{ ;~rfng / Joj:yfkg;Fu ;DalGwt lg0f{ox? k|rlnt sfg"g, lgodgsf/L lgsfosf] lgb]{zg tyf a}+ssf cfGtl/s gLlt÷lgod÷sfo{ljlw leq /xL Joj;flostf, kf/blz{tf tyf b"/ufdL k|efj ;d]tsf] cfwf/df oyf;Dej zL3|tfsf ;fy ug]{  ul/Psf] . a}ssf] cfGtl/s lg0f{osf] hfgsf/L OG6«fg]6, Od]n / cfZostf cg';f/ cGo dfWodaf6 lbg] ul/Psf] . z]o/wgL÷lgIf]kstf{÷shf{ u|fxs;Fu ;DalGwt ;"rgfx? a}ssf] j]e;fO6 tyf /fli6«o b}lgsdf ;d]t k|sflzt ug]{ ul/Psf] . ;fj{hlgs rf;f] / ;/f]sf/sf ljifodf ;"rgf k|]lift ug{ ;"rgf clwsf/L tyf k|jQmf tf]lsPsf] . lg0f{o sfof{Gjogsf] cj:yfsf] cg'udg ;d]t ug]{ ul/Psf] .

klbo jf k]zfut cfr/0f ;DaGwL Joj:yf M

g]kfn a}+s lnld6]8 sd{rf/L ;]jf ljlgodfjnL, @)^* df a}sdf sfo{/t sd{rf/Lsf] cg'zf;g / cfr/0f ;DaGwL Joj:yf /x]sf] . cg'zf;g pNnª\3g ug]{ / sd{rf/Lx?n] kfngf ug'{kg]{ cfr/0f kfngf gug]{ sd{rf/Lx?nfO{ sd{rf/L ;]jf ljlgodfjnL, @)^* df ePsf] Joj:yf cg'?k cg'zf;gsf] sf/afxL ug]{ ul/Psf] .

cfGtl/s lgoGq0f k|0ffnL M

a}+sn] cfGtl/s lgoGq0f k|0ffnLnfO{ k|efjsf/L agfpg cfGtl/s n]vfk/LIfsaf6 lgoldt ?kdf a}+ssf] n]vfk/LIf0f u/fpg] sfo{ eO/x]sf] ;f] sfo{ a}+ssf] lg/LIf0f tyf cfGtl/s n]vfk/LIf0f ljefun] lgoldt ?kdf ug]{ u/]sf] . cfGtl/s n]vfk/LIf0f ljefun] q}dfl;s k|ltj]bg n]vfk/LIf0f ;ldlt dfkm{t ;~rfns ;ldltdf k]z ug]{ u/]sf] .

a}lsË hf]lvd Joj:yfkgsf ;DaGwdf lgofds lgsfoaf6 ePsf lgb]{zg, /fli6«o tyf cGt/fli6«o dfkb08x?sf] ;d]t kl/kfngf x'g] u/L hf]lvd Joj:yfkg ;DaGwL gLlt, lgb]{lzsf th{'df u/L sfof{Gjogdf NofOPsf] . k|d'v hf]lvd clws[tn] g]t[Tj u/]sf] hf]lvd Joj:yfkg ljefun] hf]lvdsf] cj:yfsf ;DaGwdf a}+ssf] pRr Joj:yfkg, hf]lvd Joj:yfkg ;ldlt tyf a}+s ;~rfns ;ldltnfO{ lgoldt ?kdf hfgsf/L u/fpg] u/]sf] .

lgofds lgsfoaf6 hf/L lgb]{zgsf] kl/kfngf ug]{ ul/Psf] . cg'kfngf hf]lvd (Compliance Risk) cyjf lgod, sfg"gsf] Non-Compliance sf sf/0faf6 cfpg ;Sg] ;Defljt hf]lvd Go"lgs/0fsf nfuL a}+sdf k|d'v cg'kfngf clws[tsf] g]t[Tjdf cnUu} sDKnfoG; ljefu u7g ul/Psf] . ;DklQ z'4Ls/0f / cft+sjfbL lqmofsnfkdf ljQLo nufgLsf] klxrfg ug]{ / ;f] sf] lgjf/0fsf nfuL ljleGg txdf 5nkmn u/L ;~rfns ;ldltnfO{ hfgsf/L u/fpg] lhDd]jf/L ;d]t cg'kfngf clws[tnfO{ lbOPsf] .

jflif{s n]vfk/LIf0f / ;fwf/0f ;ef M

k|rlnt sfg"g adf]lhd a}+sn] x/]s aif{ lgoldt ?kdf :jtGq n]vfk/LIfsaf6 :jLs[t n]vfdfg / lgodgsf/L lgsfon] lgwf{/0f u/]sf] dfkb08 cg'?k k|To]s aif{ n]vfk/LIf0f ug]{ u/]sf] / cfly{s jif{ @)&&÷&* ;Ddsf] n]vfk/LIf0f sfo{ ;DkGg eO;s]sf] . x/]s aif{ k|rlnt P]g sfg"gdf ePsf] Joj:yf adf]lhd a}+ssf] jflif{s ;fwf/0f ;ef lgoldt ?kdf eO/x]sf] . z]o/wgL tyf cGo ;/f]sf/jfnfx?sf] hfgsf/Lsf nflu aflif{s n]vfk/LIf0f k|ltj]bg / cGo ljQLo cj:yfsf] hfgsf/L ;lxtsf] k|ltj]bg k|sflzt ug]{ ul/Psf] . ;fy}, pQm k|ltj]bgnfO{ a}+ssf] j]e;fO6df ;d]t k|sflzt ul/Psf] . cfly{s jif{ @)&&÷&* sf] ^@ cf}+ jflif{s ;fwf/0f ;ef ldlt @)&* kf}if @ ut] ;DkGg ePsf] .

cGo M

a}+sn] cfˆgf] j]e;fO6df ;+:yfsf] ;+lIfKt kl/ro, ;~rfns ;ldlt, k|d'v sfo{sf/L clws[t, a}+ssf] pRr Joj:yfkgsf kbflwsf/L, ;"rgf clwsf/L, u'gf;f] ;'Gg] clwsf/L, cg'kfngf clwsf/L / sDkgL ;lrjsf] gfd / ;Dks{ gDa/ ;d]t /flvPsf] . a}+sn] k|To]s qodf;sf] ljQLo ljj/0f /fli6«o b}lgs klqsfdf k|sflzt u/L ;Dk"0f{ ;/f]sf/jfnfx?nfO{ hfgsf/L u/fpg] u/]sf] / pQm q}dfl;s ljQLo ljj/0f a}+ssf] j]e;fO6df ;d]t /flvPsf] .